Insights Sectors: AFS licensing, disclosure & exemptions/class orders

Nov 30, 2017

INSIGHT: PI Cover for AFS Licensees – Check your cover as not all PI policies have the same cover

Recent amendments to Regulatory Guide 126 highlight that financial service providers should regularly review their PI cover to ensure compliance with their regulatory and AFS Licence requirements. In or about August this year, ASIC release findings following a review of professional indemnity (PI) insurance policies held by a sample of 56 small AFS licensees to […]