Insights Sectors: Regulatory, Policy, Governance & Compliance

Mar 8, 2019

INSIGHT: ASIC’s regulatory approach to enforcement post-Hayne

What to do if you receive an ASIC Notice Following on from our from our preliminary analysis of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry  we predicted that one of the outcomes of the Recommendations of the Hayne Commission Final Report would be a likely increase in regulatory activity, […]

Feb 14, 2019

INSIGHT: Six axioms emerging from the Hayne report

A preliminary analysis of the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry. As foreshadowed in our previous Financial Services Insight, which deals with the Interim Report, the period of public hearings has been completed and Commissioner Hayne released the Commission’s Final Report on 4 February 2019. The Final Report includes […]

Oct 9, 2018

INSIGHT: Financial Services Royal Commission – The Interim Report – Emerging Regulatory Themes

The Interim Report of the Financial Services Royal Commission was tabled in Parliament on 28 September 2018. There has been much speculation about the potential nature of the findings and recommendations arising from the public hearings. The evidence of misconduct in the banking, superannuation and financial services industry, in some sectors and in specific instances, […]

Oct 5, 2017

INSIGHT: On the regulatory radar – copy trading, forex signal trading and binary options trading

Meridian Lawyers has had a number of inquiries in relation to copy, mirror or shadow trading, forex signal trading and binary options trading and its regulation. Copy trading allows an investor to directly copy the positions taken by another trader and connect a part of their portfolio to the client/investor and thus to copy all […]

Jun 3, 2014

INSIGHT: Keeping your website up-to-date and accurate

The evolution of digital media means that when incorrect material is published the publisher has additional means available to minimise the harm caused – namely take it off the website and/or publish a timely update. By extension, a failure to do this adds to the damage caused. The Times debacle At the end of last […]